Operations Manager

David Block - Sanders Morris Harris

David Block serves as Operations Manager and Supervisor at Sanders Morris Harris. Prior to joining Sanders Morris Harris in June 2013, Mr. Block served on the leadership team at NFP Advisor Services Group. Since joining NFP in 2003, he held positions in operations, client support and served as Director of Operations Support to manage the support desk within the firm. Prior to joining NFP, David worked for ProTrader Securities, an active equity trading firm that also developed proprietary software. His role there was managing the day-to-day activities of the trading desk including compliance for 25 equity traders each executing up to 200 trades per day. Mr. Block also worked as a financial advisor for PaineWebber helping clients identify and achieve their financial goals. He holds Series 7, 11, 24, 55, and 63 licenses. Mr. Block received a BS in criminology from Marist College in Poughkeepsie, New York.