Chief Administrative Officer and Chief Compliance Officer

Steve Mangold - Sanders Morris Harris

Steve Mangold serves as the Chief Administrative Officer and Chief Compliance Officer for Sanders Morris Harris LLC. Mr. Mangold joined Sanders Morris Harris in 2019 and has over 20 years of financial services industry experience.  Prior to joining Sanders Morris Harris, Mr. Mangold held senior management roles with national broker dealer and registered investment advisor firms, with a focus on Compliance, Supervision and Administration. Mr. Mangold holds the Series 7, 24, 9/10, 4, 65, 63 licenses and the Chartered Financial Consultant designation (ChFC) from the American College. Mr. Mangold received a BS in Business from Oklahoma State University.