Sanders Morris Harris Nav Button
  • Home
  • About
    • History
    • Mission & Values
    • Our Team
  • Services
    • Private Wealth Management
    • Private Equity
    • Institutional Group
    • Margin & Other Lending
    • Insurance & Risk Management
  • News
  • Contact
  • Login

Important Disclosures for Clients

SMH Client Relationship Summary (Form CRS)

Regulation Best Interest Disclosure Brochure

SMH SEC Rules 605 and 606 Order Routing Disclosure

Sanders Morris Harris LLC is a privately owned, dually registered broker dealer and RIA firm established in 1987. Tectonic Financial, Inc. the parent company has approximately $3.7 billion in client assets under management*. Other affiliated entities include T Bank, N.A., one of the leading specialty lending banks in Texas, Tectonic Advisors, LLC an SEC registered investment adviser with $1.5 billion in assets under management*, and HWG Insurance Agency LLC, a full service personal and commercial insurance agency. Together this group provides a diverse suite of financial services – commercial banking, family office, institutional trading, investment and risk management, and trust options.

*Assets under management values as of December 2019


© 2023 Sanders Morris Harris LLC
All rights reserved.

Member FINRA/SIPC
FINRA's BrokerCheck
T Bank | Tectonic Advisors

  • Terms & Conditions
  • Privacy Policy/Business Continuity Plan
  • Important Disclosures for Clients

600 Travis Street 59th Floor, Houston, Texas 77002 (713) 224-3100

Facebook LinkedIn